Richard Bernstein Advisors - Our Products

Product Overview

What We Offer

At RBA, our disciplined investment approach seeks to identify unique investment opportunities that are often unrecognized or ignored as uncertain investors focus on yesterday’s winners. We generate alpha by uncovering global investment styles and themes where we believe there are disparities between fundamentals and sentiment. This is very different from the traditional, bottom-up approach that seeks to generate alpha through individual security selection.

Our differentiated approach guides all of the products & strategies that we offer:

ETF SMAs	Mutual Funds	UITs	ETFs	Institutional
Conservative Moderate Risk-Balanced Moderate Aggressive All-Asset Equity	Eaton Vance Richard Bernstein Equity Strategy Fund Eaton Vance Richard Bernstein All-Asset Strategy Fund	Global Dividend Kings^® American Industrial Renaissance^® Quality Income Portfolio	First Trust RBA American Industrial Renaissance^® First Trust Strategic Income	Global Equity Global Tactical Asset Allocation

Where We're Available

ETF SMAs

RBA offers several asset allocation ETF-driven separately managed account portfolios. Each strategy is tailored to meet your clients’ risk tolerance—whether they’re risk averse (conservative strategy) or risk-taking investors (aggressive strategy). You can find our ETF SMA strategies through select broker-dealers and RIA platforms:

etf sma availability 2

Learn more about our ETF SMA offerings here.

Mutual Funds

RBA sub-advises two mutual funds for Eaton Vance:

Fund	Ticker	Objective
Eaton Vance Richard Bernstein Equity Strategy Fund	ERBAX, ERBIX, ERBCX	A broadly diversified global equity allocation strategy that will go anywhere, but won't be everywhere
Eaton Vance Richard Bernstein All Asset Strategy Fund	EARAX, EIRAX, ECRAX	A broadly diversified global asset allocation strategy that employs a flexible investment approach

Unit Investment Trusts & ETFs

RBA offers three UITs and two ETFs through First Trust:

Investment Strategy	Ticker	Objective
Richard Bernstein Advisors Quality Income Portfolio Unit Investment Trust		Seeks total return through a combination of dividend income capital appreciation using a comprehensive Quality Income strategy
Richard Bernstein Advisors Global Dividend Kings® Unit Investment Trust		Seeks total return through a combination of dividend income and capital appreciation
Richard Bernstein American Industrial Renaissance® Unit Investment Trust		Seeks above-average capital appreciation by investing in small and mid-cap US companies in the industrial and community banking sectors
First Trust RBA American Industrial Renaissance® ETF*	AIRR	Seeks investment results that correspond to the price and yield of an index called Richard Bernstein Advisors American Industrial Renaissance® Index
First Trust Strategic Income ETF**	FDIV	Seeks risk-adjusted income

*First Trust licenses the RBA American Industrial Renaissance® Index.

**RBA acts as sub-advisor for the dividend paying equity portion only.

Indexes

RBA offers two thematic indexes and one diversified, multi-asset index:

Investment Strategy	Ticker	Objective
RBA American Industrial Renaissance® Index	RBAAIRR	The RBA American Industrial Renaissance^® Index (“the Index”) intends to capture what is, in our view, a secular investment theme pertaining to companies in the U.S. small and mid-cap industrial and community banking sectors.
RBA Quality Income® Index	RBAQI	The RBA Quality Income Index^® (“the Index”) seeks to capture companies which provide an attractive level of income while controlling the risks associated with investing in higher-yielding dividend stocks.
RBA G5 Index	RBAEG5	The RBA G5 Index (the “Index”) is a diversified multi-asset index that seeks to provide exposure to US asset classes in a risk-controlled manner with a goal of limiting its daily annualized volatility to 5%.

Institutional:

RBA has two global, macro-driven investment strategies for institutional investors, Global Equity and Global Tactical Asset Allocation, both of which offer liquidity and low fees. We consider our investment process to be a combination of art and science and offer investors full transparency into all aspects of portfolio construction. We provide solutions for a variety of investors, including endowments, foundations, pension plans, high net worth individuals, and many others.

For more information on our Institutional offerings, please visit our Institutional page.

For More Information

If you would like to learn more about RBA's range of capabilities and investment solutions, please contact your regional Portfolio Specialist or reach out to:

marketing@rbadvisors.com

212-692-4088

General Disclaimer and Release Nothing contained on this website constitutes tax, legal, insurance or investment advice, or the recommendation of or an offer to sell, or the solicitation of an offer to buy or invest in any investment product, vehicle, service or instrument. Such an offer or solicitation may only be made by delivery to a prospective investor of formal offering materials, including subscription or account documents or forms, which include detailed discussions of the terms of the respective product, vehicle, service or instrument, including the principal risk factors that might impact such a purchase or investment, and which should be reviewed carefully by any such investor before making the decision to invest. RBA information may include statements concerning financial market trends and/or individual stocks, and are based on current market conditions, which will fluctuate and may be superseded by subsequent market events or for other reasons. Historic market trends are not reliable indicators of actual future market behavior or future performance of any particular investment which may differ materially, and should not be relied upon as such. The investment strategy and broad themes discussed herein may be unsuitable for investors depending on their specific investment objectives and financial situation. Information contained in the material has been obtained from sources believed to be reliable, but not guaranteed. You should note that the materials are provided "as is" without any express or implied warranties. Past performance is not a guarantee of future results. All investments involve a degree of risk, including the risk of loss. No part of RBA’s materials may be reproduced in any form, or referred to in any other publication, without express written permission from RBA. Links to appearances and articles by Richard Bernstein, whether in the press, on television or otherwise, are provided for informational purposes only and in no way should be considered a recommendation of any particular investment product, vehicle, service or instrument or the rendering of investment advice, which must always be evaluated by a prospective investor in consultation with his or her own financial adviser and in light of his or her own circumstances, including the investor's investment horizon, appetite for risk, and ability to withstand a potential loss of some or all of an investment's value. Investing is subject to market risks. Investors acknowledge and accept the potential loss of some or all of an investment's value. Views represented are subject to change at the sole discretion of Richard Bernstein Advisors LLC. Richard Bernstein Advisors LLC does not undertake to advise you of any changes in the views expressed herein.

By using this website, you acknowledge that you have read and understand the foregoing disclaimers and release Richard Bernstein Advisors LLC and its affiliates, members, officers, employees and agents from any and all liability whatsoever relating to your use of this site, any such links, or any information contained herein or in any such appearances or articles (whether accessed through such links or downloaded directly from this website).