UNIT INVESTMENT TRUSTS & ETFS

RBA offers two UITs and two ETFs through First Trust:

First Trust RBA American Industrial Renaissance® ETF*

Seeks investment results that correspond to the price and yield of an index called Richard Bernstein Advisors American Industrial Renaissance® Index

AIRR

First Trust Strategic Income ETF**

Seeks risk-adjusted income

FDIV

Richard Bernstein American Industrial Renaissance® Unit Investment Trust

Seeks above-average capital appreciation by investing in small and mid-cap US companies in the industrial and community banking sectors

Richard Bernstein Advisors Global Dividend Kings®, Unit Investment Trust

Seeks total return through a combination of dividend income and capital appreciation

*First Trust licenses the RBA American Industrial Renaissance® Index.

**RBA acts as sub-advisor for the dividend paying equity portion only.

*First Trust licenses the RBA American Industrial Renaissance® Index.

**RBA acts as sub-advisor for the dividend paying equity portion only.